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Violation Tracker Individual Record

Company: Native American Water, L.L.C. dba NATAWA et al.
Penalty: $5,874,215
Year: 2019
Date: June 13, 2019
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Native American Water, L.L.C, Natawa Corp., and American Indian Technologies International, L.L.C. agreed to pay over $5.7 million in restitution and a $100,000 administrative penalty to resolve allegations they sold unregistered securities while unlicensed in the state.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
Source of Data(click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.