Violation Tracker Individual Record

Company: 
Native American Water, L.L.C. dba NATAWA et al.
Penalty: 
$5,874,215
Year: 
2019
Date: 
June 13, 2019
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Native American Water, L.L.C, Natawa Corp., and American Indian Technologies International, L.L.C. agreed to pay over $5.7 million in restitution and a $100,000 administrative penalty to resolve allegations they sold unregistered securities while unlicensed in the state.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.