Violation Tracker Individual Record

Company: 
Parker Skylar &Associates, LLC
Penalty: 
$1,992,000
Year: 
2013
Date: 
March 21, 2013
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

Parker Skylar was ordered to pay $1,942,000 in restitution and a $50,000 administrative penalty in an Order finding it fraudulently sold unregistered securities in the state without being registered as a dealer.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Arizona Corporation Commission
Civil or Criminal Case: 
civil
Facility State: 
Arizona
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.