Violation Tracker Individual Record
Company:Parker Skylar &Associates, LLC
Date:March 21, 2013
Offense Group:financial offenses
Primary Offense:investor protection violation
Parker Skylar was ordered to pay $1,942,000 in restitution and a $50,000 administrative penalty in an Order finding it fraudulently sold unregistered securities in the state without being registered as a dealer.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
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