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Violation Tracker Individual Record

Company: Performance Realty Management, LLC
Penalty: $2,309,101
Year: 2021
Date: December 28, 2021
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Performance Realty Management, LLC was ordered to pay $2,159,101 restitution and $150,000 administrative penalty in judgment of findings by the Commission that it fraudulently sold unregistered securities without being registered as a dealer or salesman.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.