Violation Tracker Individual Record
Company:Saba Tooth Tiger, LLC dba Saba Investments
Date:November 12, 2020
Offense Group:financial offenses
Primary Offense:investor protection violation
Saba Tooth Tiger and its owner agreed to pay $1,362,099 in restitution and a $50,000 Administrative Penalty in settlement of allegations they fraudulently sold unregistered securities in the state and were not registered as dealers or salespeople.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
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