Violation Tracker Individual Record
Company:Southern Homes, L.L.C.
Date:March 24, 2009
Offense Group:financial offenses
Primary Offense:investor protection violation
Southern Homes and its controlling individual agreed to pay $1,177,500 in restitution and a $150,000 administrative penalty in settlement of allegations they fraudulently sold unregistered securities in the state without being registered as dealers.
Level of Government:state
Action Type:agency action
Agency:Arizona Corporation Commission
Civil or Criminal Case:civil
Source of Data:
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