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Violation Tracker Individual Record

Company: Voice of Guo Media, Inc.
Penalty: $100,000
Year: 2022
Date: January 31, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Voice of Guo Media agreed to pay $100,000 administrative penalty in settlement of findings by the Commission that the company sold unregistered securities without being a registered dealer or salesman.
Level of Government: state
Action Type: agency action
Agency: Arizona Corporation Commission
Civil or Criminal Case: civil
Facility State: Arizona
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.