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Violation Tracker Individual Record

Company: LEGENDARY PARTNERS LLC
Penalty: $137,500
Year: 2024
Date: January 10, 2024
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Legendary Partners agreed to pay a penalty of $137,500 in settlement of allegations it made the offer and sale of unqualified, non-exempt securities and failed to disclose material facts in connection with the offer and sale of securities.
Level of Government: state
Action Type: agency action
Agency: California Department of Financial Protection and Innovation
Civil or Criminal Case: civil
Facility State: California
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.