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Company: Wells Fargo Fund Distributor, LLC
Current Parent Company:
Wells Fargo
Parent at the Time of the Penalty Announcement:
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Penalty: $8,000
Year: 2014
Date: February 11, 2014
Offense Group: consumer-protection-related offenses
Primary Offense: consumer protection violation
Level of Government: state
Action Type: agency action
Agency: California Department of Financial Protection and Innovation
Civil or Criminal Case: civil
Facility State: California
HQ Country of Current Parent: USA
HQ State of Current Parent: California
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
Source of Data:
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the
Update Log.