Violation Tracker Individual Record
Company:
Wedbush Securities Inc.
Current Parent Company:
Wedbush Securities
Penalty:
$14,300
Year:
2011
Date:
April 18, 2011
Offense Group:
consumer-protection-related offenses
Primary Offense:
insurance violation
Level of Government:
state
Action Type:
agency action
Agency:
Colorado Division of Insurance
Civil or Criminal Case:
civil
Facility State:
Colorado
HQ Country of Parent:
USA
HQ State of Parent:
California
Ownership Structure of Parent:
privately held
Major Industry of Parent:
financial services
Specific Industry of Parent:
stock brokerage
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
