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Violation Tracker Individual Record

Company: Blackstone Wealth Solutions LLC
Penalty: $335,000
Year: 2023
Date: August 4, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Blackstone Wealth was ordered to pay $355,000 restitution after the provisional order was not replied to and became final, alleging it fraudulently transacted business as an investment adviser absent registration.
Level of Government: state
Action Type: agency action
Agency: Connecticut Securities and Business Investments Division
Civil or Criminal Case: civil
Facility State: Connecticut
Source of Data: (click here)
Notes: The order becoming permanent was detailed in a later order.
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.