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Violation Tracker Individual Record

Company: Laidlaw & Company (UK) Ltd.
Penalty: $200,000
Year: 2023
Date: January 23, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Laidlaw agreed to pay a $200,000 administrative fine in settlement of several alleged violations of the Connecticut Uniform Securities Act discovered in an examination.
Level of Government: state
Action Type: agency action
Agency: Connecticut Securities and Business Investments Division
Civil or Criminal Case: civil
Facility State: Connecticut
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.