Violation Tracker Individual Record
: Pacific Rim Investment Partners
: May 19, 2006
: financial offenses
: investor protection violation
: Pacific Rim Investment Partners was ordered to pay $100,000 in an Administrative Order finding it sold unregistered securities.
Level of Government
: agency action
: Connecticut Securities and Business Investments Division
Civil or Criminal Case
Source of Data
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Current parent company note
: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log