Violation Tracker Individual Record
Company:Pacific Rim Investment Partners
Date:May 19, 2006
Offense Group:financial offenses
Primary Offense:investor protection violation
Pacific Rim Investment Partners was ordered to pay $100,000 in an Administrative Order finding it sold unregistered securities.
Level of Government:state
Action Type:agency action
Agency:Connecticut Securities and Business Investments Division
Civil or Criminal Case:civil
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.