Violation Tracker Individual Record
: PIPS Inc.
: April 17, 2006
: financial offenses
: investor protection violation
: PIPS Inc. was ordered to pay $100,000 in an Administrative Order finding it sold unregistered securities.
Level of Government
: agency action
: Connecticut Securities and Business Investments Division
Civil or Criminal Case
Source of Data
: (click here)
: If an online information source is not working, check the Violation Tracker Data Sources page
for an updated link.
Current parent company note
: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log