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Violation Tracker Individual Record

Company: ROCKY MOUNTAIN CAPITAL MANAGEMENT LLC
Penalty: $100,000
Year: 2023
Date: November 27, 2023
Offense Group: consumer-protection-related offenses
Primary Offense: consumer protection violation
Violation Description: Rocky Mountain Capital Management was ordered to pay a $100,000 penalty plus restitution in a finding that the company acted as a consumer collection agency in the state without a license.
Level of Government: state
Action Type: agency action
Agency: Connecticut Department of Banking
Civil or Criminal Case: civil
Facility State: Connecticut
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.