Violation Tracker Individual Record
Company:Signal Lake Management, LLC
Date:May 2, 2018
Offense Group:financial offenses
Primary Offense:investor protection violation
Signal Lake Management, LLC was ordered to pay a $100,000 civil penalty in an Administrative Order finding it sold securities in a deceptive manner.
Level of Government:state
Action Type:agency action
Agency:Connecticut Securities and Business Investments Division
Civil or Criminal Case:civil
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