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Violation Tracker Individual Record

Company: William Gallagher Associates, Inc.
Penalty: $1,700,000
Year: 2011
Date: October 28, 2011
Offense Group: consumer-protection-related offenses
Primary Offense: consumer protection violation
Violation Description: William Gallagher Associates, Inc. agreed to pay $1.7 million in settlement of allegations it concealed fees and commissions from its customers, resulting in them being overcharged.
Level of Government: state
Action Type: agency action
Agency: Connecticut Attorney General
Civil or Criminal Case: civil
Facility State: Connecticut
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.