Violation Tracker Individual Record
Company:
Bank of New York Mellon
Current Parent Company:
Bank of New York Mellon
Penalty:
$28,000,000
Year:
2013
Date:
November 1, 2013
Offense Group:
financial offenses
Primary Offense:
investor protection violation
Violation Description:
Allegations that bank overcharged the state for foreign currency transactions.
Level of Government:
state
Action Type:
agency action
Agency:
Florida Attorney General
Civil or Criminal Case:
civil
Facility State:
Florida
HQ Country of Parent:
USA
HQ State of Parent:
New York
Ownership Structure of Parent:
publicly traded
Major Industry of Parent:
financial services
Specific Industry of Parent:
banking
Source of Data:
Attorney General Pam Bondi Announces $28 Million Settlement with Bank of New York Mellon, Targeted News Service, November 1, 2013 (via Nexis).
Source Notes:
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note:
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.
