Violation Tracker Individual Record
Company:Bryn Advisory Group, LLC
Date:October 18, 2013
Offense Group:financial offenses
Primary Offense:investor protection violation
Bryn Advisory Group was ordered to pay a $705,000 administrative fine in a Final Order finding that it deceptively sold unregistered securities.
Level of Government:state
Action Type:agency action
Agency:Florida Office of Financial Regulation
Civil or Criminal Case:civil
Source of Data:
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