Violation Tracker Individual Record
Company:Changes Worldwide, LLC
Date:March 3, 2017
Offense Group:financial offenses
Primary Offense:investor protection violation
Changes Worldwide was ordered to pay a $150,000 administrative fine in a Final Order finding that it engaged in the sale of unregistered securities without a license.
Level of Government:state
Action Type:agency action
Agency:Florida Office of Financial Regulation
Civil or Criminal Case:civil
Source of Data:
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