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Violation Tracker Individual Record

Company: Rtfbsl L.L.C. Aka First Draft Bar
Penalty: $1,161,899
Year: 2023
Date: March 30, 2023
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: RTFBSL and its owner agreed to pay a $20,000 penalty and restitution of $1,141,899 in settlement of allegations they offered and sold securities in violation of state regulations.
Level of Government: state
Action Type: agency action
Agency: Illinois Secretary of State-Securities
Civil or Criminal Case: civil
Facility State: Illinois
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.