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Violation Tracker Individual Record

Company: Abousaoui Financial, LLC
Penalty: $119,555
Year: 2019
Date: June 10, 2019
Offense Group: financial offenses
Primary Offense: investor protection violation
Level of Government: state
Action Type: agency action
Agency: Indiana Securities Division
Civil or Criminal Case: civil
Case ID: 19-0005 AC
Facility State: Indiana
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.