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Violation Tracker Individual Record

Company: Alpine Financial, Inc. and Sullivan Funding Group, Inc.
Penalty: $694,000
Year: 2010
Date: February 16, 2010
Offense Group: consumer-protection-related offenses
Primary Offense: consumer protection violation
Violation Description: Alpine Financial, Inc. and Sullivan Funding Group, Inc., plus one individual, were ordered to pay $694,000 in restitution in an Order finding they originated loans without being registered in the state, falsely represented the nature of the loans, and did not disclose the connection between the companies and the loan provider.
Level of Government: state
Action Type: agency action
Agency: Indiana Securities Division
Civil or Criminal Case: civil
Case ID: 08-0018 SC
Facility State: Indiana
Source of Data: (click here)
Notes: Order is Cause # 08-0019 SC, added here as 08-0018 SC to match with Department database.
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.