Violation Tracker Individual Record

Company: 
Butler Classic Homes, LLC et al.
Penalty: 
$675,000
Year: 
2009
Date: 
March 12, 2009
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Violation Description: 

NRG Residential, LLC, Butler Classic Homes, LLC, Mid-Atlantic Capital Partners, LLC, Mitchell, Morris, Edward & Associates, Inc., The Home Team, LLC and one individual were ordered to pay a $675,000 civil penalty in an Order finding they fraudulently sold unregistered securities in the state without being registered as a broker-dealer or agent.

Level of Government: 
state
Action Type: 
agency action
Agency: 
Maryland Securities Division
Civil or Criminal Case: 
civil
Facility State: 
Maryland
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.