Violation Tracker Individual Record
: Chance Development, LLC
: April 5, 2022
: financial offenses
: investor protection violation
: Chance Development and one individual were ordered to jointly pay $1 million in an Order finding they fraudulently sold unregistered securities without being a licensed dealer or agent.
Level of Government
: agency action
: Massachusetts Securities Division
Civil or Criminal Case
Source of Data
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Current parent company note
: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log