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Violation Tracker Individual Record

Company: Chance Development, LLC
Penalty: $1,000,000
Year: 2022
Date: April 5, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Chance Development and one individual were ordered to jointly pay $1 million in an Order finding they fraudulently sold unregistered securities without being a licensed dealer or agent.
Level of Government: state
Action Type: agency action
Agency: Massachusetts Securities Division
Civil or Criminal Case: civil
Facility State: Maryland
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.