Violation Tracker Individual Record
Company:Global Bullion Exchange, LLC
Date:October 4, 2010
Offense Group:financial offenses
Primary Offense:investor protection violation
Global Bullion Exchange, LLC and four individuals were ordered to pay a $825,000 civil penalty in an Order finding they deceptively sold unregistered securities in the state without being registered as a broker-dealer or agent.
Level of Government:state
Action Type:agency action
Agency:Maryland Securities Division
Civil or Criminal Case:civil
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.