Violation Tracker Individual Record
Company:M.A.C. Investments, Inc. and M.A.C. Investment Sales, Inc.
Date:May 25, 2005
Offense Group:financial offenses
Primary Offense:investor protection violation
M.A.C. Investments, Inc. and M.A.C. Investment Sales, Inc. were ordered to pay a $800,000 civil penalty in an Order finding they deceptively sold unregistered securities in the state without being registered as a broker-dealer or agent.
Level of Government:state
Action Type:agency action
Agency:Maryland Securities Division
Civil or Criminal Case:civil
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