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Violation Tracker Individual Record

Company: Smith Haynes & Watson, LLC
Penalty: $108,595
Year: 2011
Date: June 30, 2011
Offense Group: consumer-protection-related offenses
Primary Offense: consumer protection violation
Violation Description: Smith Haynes & Watson, LLC agreed to pay a $64,000 penalty and $44,595 in restitution in settlement of allegations it pursued collection actions against consumers in the state for loans made by unlicensed entities, and for loans exceeding state interest rate caps.
Level of Government: state
Action Type: agency action
Agency: Maryland Commissioner of Financial Regulation
Civil or Criminal Case: civil
Facility State: Maryland
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.