Basic Search  |  Summaries  |  Advanced Search

Violation Tracker Individual Record

Company: Raymond James & Associates
Current Parent Company: Raymond James Financial
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $29,361
Year: 2020
Date: October 12, 2020
Offense Group: employment-related offenses
Primary Offense: wage and hour violation
Level of Government: state
Action Type: agency action
Agency: Michigan Department of Labor and Economic Opportunity
Civil or Criminal Case: civil
Facility State: Michigan
HQ Country of Current Parent: USA
HQ State of Current Parent: Florida
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: financial services
Source of Data: Contained in an open records request received from the agency on August 1, 2023.
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.