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Violation Tracker Individual Record

Company: Cristol Enterprises, LLC and Cristea Holdings, LLC
Penalty: $1,115,802
Year: 2017
Date: September 14, 2017
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Cristol Enterprises, LLC, Cristea Holdings, LLC and two individuals were ordered to pay $1,079,255 in restitution and $6,547 in costs, and Cristol Enterprises was ordered to pay a total of $30,000 in civil penalties in an Order finding they fraudulently sold unregistered securities in the state without being registered to deal in securities.
Level of Government: state
Action Type: agency action
Agency: Missouri Secretary of State-Securities
Civil or Criminal Case: civil
Facility State: Missouri
Source of Data: (click here)
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.