Violation Tracker Individual Record

Company: 
Cornerstone Financial Corp. and K&B Investments, LLC
Penalty: 
$266,000
Year: 
2012
Date: 
September 12, 2012
Offense Group: 
financial offenses
Primary Offense: 
investor protection violation
Level of Government: 
state
Action Type: 
agency action
Agency: 
Montana Commissioner of Securities & Insurance
Civil or Criminal Case: 
civil
Facility State: 
Montana
Notes: 

Also a large restitution payment detailed in Order, but amount would depend on situation.

Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.