Violation Tracker Individual Record
Company:Berthel Fisher and Company Financial Services Inc.
Date:July 28, 2004
Offense Group:financial offenses
Primary Offense:investor protection violation
Level of Government:state
Action Type:agency action
Agency:North Dakota Securities Department
Civil or Criminal Case:civil
Facility State:North Dakota
HQ Country of Parent:USA
HQ State of Parent:Iowa
Ownership Structure of Parent:privately held
Major Industry of Parent:financial services
Specific Industry of Parent:investment management
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