Violation Tracker Individual Record
Company:U.S. Bancorp Piper Jaffray Inc.
Date:May 20, 2002
Offense Group:financial offenses
Primary Offense:investor protection violation
Secondary Offense:financial institution supervision failures
Level of Government:state
Action Type:agency action
Agency:Nebraska Department of Banking & Finance
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:Minnesota
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:investment management
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