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Violation Tracker Individual Record

Company: Northwestern Mutual Life Insurance Company
Current Parent Company: Northwestern Mutual
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $200,000
Year: 2023
Date: August 24, 2023
Offense Group: consumer-protection-related offenses
Primary Offense: insurance violation
Secondary Offense: privacy violation
Violation Description: NWM agreed to pay $200,000 in a settlement of allegations the company failed to adequately control the advertising of its policies and its representatives, some of whom sent unapproved mass email solicitations.
Level of Government: state
Action Type: agency action
Agency: New Hampshire Insurance Department
Civil or Criminal Case: civil
Facility State: New Hampshire
HQ Country of Current Parent: USA
HQ State of Current Parent: Wisconsin
Ownership Structure of Current Parent: mutual
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: insurance
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.