Violation Tracker Individual Record
Company:Carr Miller Capital, LLC
Date:October 9, 2013
Offense Group:financial offenses
Primary Offense:investor protection violation
Car Miller Capital, LLC was ordered to pay $2.34 million to settle allegations by the Bureau of Securities that it was involved in a Ponzi scheme to defraud investors. The individuals who operated the company were fined separately.
Level of Government:state
Action Type:agency action
Agency:New Jersey Bureau of Securities
Civil or Criminal Case:civil
Facility State:New Jersey
Source of Data:
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