Violation Tracker Individual Record
Company:Cifuentes Fund Management, LLC
Date:May 27, 2016
Offense Group:financial offenses
Primary Offense:investor protection violation
Cifuentes Fund Management, LLC and its owners were ordered to pay a $2 million civil penalty by the Bureau of Securities for selling unregistered, fraudulent securities.
Level of Government:state
Action Type:agency action
Agency:New Jersey Bureau of Securities
Civil or Criminal Case:civil
Facility State:New Jersey
Source of Data:
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