Violation Tracker Individual Record
Company:LeGall Holdings, Inc.
Date:October 3, 2019
Offense Group:financial offenses
Primary Offense:investor protection violation
LeGall Holdings Inc. and its owners were ordered to pay a $500,000 civil penalty to resolve allegations it sold unregistered securities in the company to investors believing it was planning a chain of Caribbean-American restaurants.
Level of Government:state
Action Type:agency action
Agency:New Jersey Bureau of Securities
Civil or Criminal Case:civil
Facility State:New Jersey
Source of Data:
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