Violation Tracker Individual Record
Company:Bank of America Merrill Lynch
Date:March 23, 2018
Primary Offense:investor protection violation
Bank of America Merrill Lynch agreed to pay $42 million penalty to the State of New York to settle an investigation into fraudulent practices in connection with its electronic trading services.
Level of Government:state
Action Type:agency action
Agency:New York Attorney General
Civil or Criminal Case:civil
Facility State:New York
HQ Country of Parent:USA
HQ State of Parent:North Carolina
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking
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