Violation Tracker Individual Record

Company: 
Barclays plc
Current Parent Company: 
Barclays
Penalty: 
$149,000,000
Year: 
2010
Date: 
August 10, 2010
Offense Group: 
financial offenses
Primary Offense: 
economic sanction violation
Violation Description: 

Barclays PLC agreed to pay $149 million to the Manhattan District Attorney's Office to settle allegations that it transferred approximately $500 million from sanctioned clients into the U.S. The investigation was jointly conducted by the District Attorney's Office and the U.S. Department of Justice, which received a payment of the same amount; see the Violation Tracker entry at https://violationtracker.goodjobsfirst.org/violation-tracker/-barclays-b...

Level of Government: 
local
Action Type: 
agency action
Agency: 
Manhattan (NY) District Attorney
Civil or Criminal Case: 
criminal
Prosecution Agreement: 
deferred prosecution agreement
Private Lawsuit Resolution Type: 
settlement
Facility State: 
New York
Facility County: 
New York
Facility City: 
New York
HQ Country of Parent: 
United Kingdom
Ownership Structure of Parent: 
publicly traded
Major Industry of Parent: 
financial services
Specific Industry of Parent: 
banking
Source Notes: 
If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Parent company note: 
Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.