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Violation Tracker Individual Record

Company: Barclays plc
Current Parent Company: Barclays
Penalty: $149,000,000
Year: 2010
Date: August 10, 2010
Offense Group: financial offenses
Primary Offense: economic sanction violation
Violation Description: Barclays PLC agreed to pay $149 million to the Manhattan District Attorney's Office to settle allegations that it transferred approximately $500 million from sanctioned clients into the U.S. The investigation was jointly conducted by the District Attorney's Office and the U.S. Department of Justice, which received a payment of the same amount; see the Violation Tracker entry at (click here)
Level of Government: local
Action Type: agency action
Agency: Manhattan (NY) District Attorney
Civil or Criminal Case: criminal
Prosecution Agreement: deferred prosecution agreement
Private Lawsuit Resolution Type: settlement
Facility State: New York
Facility County: New York
Facility City: New York
HQ Country of Current Parent: United Kingdom
Ownership Structure of Current Parent: publicly traded
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: banking
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.