Violation Tracker Individual Record
Company:Citigroup Global Markets, Inc.
Date:October 9, 2014
Offense Group:consumer-protection-related offenses
Primary Offense:consumer protection violation
Citigroup agreed to provide $16 million in reimbursement to more than 31,000 customers who were charged higher advisory fees than they negotiated.
Level of Government:state
Action Type:agency action
Agency:New York Attorney General
Civil or Criminal Case:civil
Facility State:New York
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
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