Violation Tracker Individual Record
Company:Citigroup Global Markets, Inc.
Date:January 12, 2017
Offense Group:financial offenses
Primary Offense:investor protection violation
Citigroup Global Markets agreed to reimburse $22.5 million and pay a $1 million penalty to settle allegations that it overcharged over 47,000 of its customers.
Level of Government:state
Action Type:agency action
Agency:New York Attorney General
Civil or Criminal Case:civil
Facility State:New York
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:banking & securities
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