Violation Tracker Individual Record
Company:D.H. Blair & Co.
Date:March 8, 2002
Offense Group:financial offenses
Primary Offense:accounting fraud or deficiencies
Secondary Offense:price-fixing or anti-competitive practices
Brokerage firm D.H. Blair & Co. pleaded guilty to securities fraud and collusion to fix securities prices along with its four top managers, together having to pay $21 million in restitution to customers.
Level of Government:local
Action Type:agency action
Agency:Manhattan (NY) District Attorney
Civil or Criminal Case:criminal
Private Lawsuit Resolution Type:verdict
Facility State:New York
Facility County:New York
Facility City:New York
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