Violation Tracker Individual Record
Company:Investment Professionals Inc.
Date:June 16, 2014
Offense Group:consumer-protection-related offenses
Primary Offense:insurance violation
Level of Government:state
Action Type:agency action
Agency:New York Department of Financial Services
Civil or Criminal Case:civil
Facility State:New York
HQ Country of Parent:USA
HQ State of Parent:Minnesota
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Specific Industry of Parent:financial services
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