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Violation Tracker Individual Record

Company: BRC Neighborhood Planning, LP
Penalty: $2,040,000
Year: 2022
Date: May 16, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: BRC was ordered to pay $2,040,000 after a finding that it fraudulently sold unregistered securities.
Level of Government: state
Action Type: agency action
Agency: Pennsylvania Department of Banking and Securities
Civil or Criminal Case: civil
Facility State: Pennsylvania
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Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.