Violation Tracker Individual Record
Company:Vanguard Advisers Inc.
Date:December 20, 2017
Offense Group:financial offenses
Primary Offense:investor protection violation
Level of Government:state
Action Type:agency action
Agency:Pennsylvania Department of Banking and Securities
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:Pennsylvania
Ownership Structure of Parent:privately held
Major Industry of Parent:financial services
Specific Industry of Parent:investment management
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