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Violation Tracker Individual Record

Company: Fx Trader Stock
Penalty: $200,000
Year: 2021
Date: January 8, 2021
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Fx Trader and two individuals were ordered to cease and desist from fraudulently selling unregistered securities in the state while unregistered, with a $200,000 civil penalty when the order became final.
Level of Government: state
Action Type: agency action
Agency: South Carolina Department of Insurance
Civil or Criminal Case: civil
Facility State: South Carolina
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.