Violation Tracker Individual Record
Company:Securities America, Inc.
Date:April 16, 2021
Offense Group:financial offenses
Primary Offense:investor protection violation
Level of Government:state
Action Type:agency action
Agency:Virginia Division of Securities
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:privately held
Major Industry of Parent:private equity (including portfolio companies)
Specific Industry of Parent:private equity (including portfolio companies)
Source of Data:
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.