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Violation Tracker Individual Record

Company: NATIONWIDE LIFE AND ANNUITY INSURANCE COMPANY
Current Parent Company: Nationwide
Parent at the Time of the Penalty Announcement:  subscribe to see this data field
Penalty: $140,273
Year: 2023
Date: November 27, 2023
Offense Group: consumer-protection-related offenses
Primary Offense: insurance violation
Violation Description: $140,273 fine due to the Company failing to obtain verification that forty insurance producers received required long-term care training before they were permitted to sell, solicit, or otherwise negotiate the Company's long-term care insurance products.
Level of Government: state
Action Type: agency action
Agency: Washington State Office of the Insurance Commissioner
Civil or Criminal Case: civil
Facility State: Washington
HQ Country of Current Parent: USA
HQ State of Current Parent: Ohio
Ownership Structure of Current Parent: mutual
Major Industry of Current Parent: financial services
Specific Industry of Current Parent: insurance
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.