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Violation Tracker Individual Record

Company: Morrow Capital LLC and More Solar LLC
Penalty: $144,000
Year: 2022
Date: November 8, 2022
Offense Group: financial offenses
Primary Offense: investor protection violation
Violation Description: Morrow Capital LLC & More Solar LLC agreed to pay $135,000 restitution and a $9,000 civil penalty in settlement of allegations they fraudulently sold unregistered securities via an unregistered sales agent.
Level of Government: state
Action Type: agency action
Agency: Wisconsin Department of Financial Institutions
Civil or Criminal Case: civil
Facility State: Wisconsin
Source of Data: (click here)
Source Notes: If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.
Current parent company note: Parent-subsidiary relationship is current as of the most recent revision listed in the Update Log.