Promoting Accountability in
Violation Tracker Individual Record
Company:J.P. Morgan Securities LLC
Primary Offense:securities issuance or trading violation
The U.S. Commodity Futures Trading Commission settled charges that J.P. Morgan Securities LLC confirmed the execution of a prearranged trade of U.S. Treasury Note Futures spreads which was fictitious and noncompetitively executed.
Agency:Commodity Futures Trading Commission
Civil or Criminal Case:civil
HQ Country of Parent:USA
HQ State of Parent:New York
Ownership Structure of Parent:publicly traded
Major Industry of Parent:financial services
Source of Data:
Source Notes:If an online information source is not working, check the Violation Tracker Data Sources page for an updated link.