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Violation Tracker Current Parent Company Summary

Current Parent Company Name: JPMorgan Chase
Ownership Structure: publicly traded (ticker symbol NYSE: JPM)
Headquartered in: New York
Major Industry: financial services
Specific Industry: banking & securities
Penalty total since 2000$39,688,888,209
Number of records: 277
Top 5 Offense Groups (Groups Defined)Penalty TotalNumber of Records
financial offenses$27,158,534,167124
consumer-protection-related offenses$8,619,124,17864
competition-related offenses$2,480,674,79128
government-contracting-related offenses$614,000,0001
employment-related offenses$522,448,56250
Top 5 Primary Offense TypesPenalty TotalNumber of Records
toxic securities abuses$13,459,785,7147
investor protection violation$6,403,477,35385
mortgage abuses$5,362,675,0005
banking violation$4,610,550,34116
consumer protection violation$3,194,402,42843
Notes: Parent-subsidiary linkages are based on relationships current as of the latest revision listed in the Update Log, which may vary from what was the case when a violation occurred. The penalty totals are adjusted to account for the fact that the individual entries below may include both agency records and settlement announcements for the same case; or else a penalty covering multiple locations may be listed in the individual records for each of the facilities. The totals are also adjusted to reflect cases in which federal and state or local agencies cooperated and issued separate announcements of the outcome. Duplicate or overlapping penalty amounts are marked with an asterisk in the list below.

Links: Subsidy Tracker data on financial assistance to this company by federal, state and local government agencies can be found here.

Individual Penalty Records:

Click on the company or penalty amount for more information on each case.

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CompanyPrimary Offense TypeYearAgencyPenalty Amount sort icon
JPMorgan Chasetoxic securities abuses2013DOJ$13,000,000,000
JPMorgan Chase & Co.mortgage abuses2012DOJ$5,333,600,000
JP Morgan Chase & Co.investor protection violation2008MULTI-AG$3,525,000,000
JPMorgan Chasebanking violation2013OCC$1,958,450,341
JPMorgan Chase Bankanti-money-laundering deficiencies2014USAO$1,700,000,000
JPMorgan Chasemortgage abuses2012MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,121,188,661
JPMorgan Chasetoxic securities abuses2013MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $1,066,000,000
JPMorgan Chase & Companyinvestor protection violation2020CFTC$920,200,000
JPMorgan Chase & Co.fraud2020DOJ_CRIMINAL(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $920,000,000
JPMorgan ChaseFalse Claims Act and related2014DOJ_CIVIL$614,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2015DOJ_CRIMINAL$550,000,000
JPMorgan Chase & Co.consumer protection violation2015private lawsuit-federal$505,000,000
J.P. Morgan Chase Bank, N.A.anti-money-laundering deficiencies2014FINCEN$461,000,000
JP Morgan Ventures Energy Corporationprice-fixing or anti-competitive practices2013FERC$410,000,000
JPMorgan Chase & Co.consumer protection violation2015private lawsuit-federal$388,000,000
JPMorgan Chase Bank, National Associationbanking violation2014OCC$350,000,000
JPMorgan Chase Bank, National Associationbanking violation2014OCC$350,000,000
JPMORGAN CHASE & CO.banking violation2015FED$342,000,000
Chase Bank USA, N.A. and JPMorgan Chase Bank, N.A.consumer protection violation2013CFPB$329,000,000
JPMorgan Chase Bankprice-fixing or anti-competitive practices2014CFTC$310,000,000
Providian Financial Corp.consumer protection violation2000CA-AG$305,500,000
JPMorgan Chase Bank, National Associationbanking violation2013OCC$300,000,000
JPMorgan Chase & Co.consumer protection violation2014private lawsuit-federal$300,000,000
J.P. Morgan Chase & Co.toxic securities abuses2013CA-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $298,973,000
J.P. Morgan Securities LLCtoxic securities abuses2012SEC$296,900,000
JPMorgan Chasesexual exploitation of minors2023private lawsuit-federal$290,000,000
JPMorgan Chase & Co.consumer protection violation2015private lawsuit-federal$280,000,000
JPMorgan Chase & Co., and EMC Mortgage Corporationbanking violation2012FED$275,000,000
Bear Stearnsinvestor protection violation2012MI-AG$275,000,000
J.P. Morgan Securities LLC and JPMorgan Chase Bank N.A.investor protection violation2015SEC$267,000,000
Bear, Stearns & Co., Inc.investor protection violation2006SEC$250,000,000
JPMorgan Chase Bank, National Associationbanking violation2020OCC$250,000,000
JPMorgan Chase Bank, N.A.banking violation2024OCC$250,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2011DOJ_ANTITRUST$228,000,000
JPMorgan Chase & Co.consumer protection violation2014private lawsuit-federal$218,000,000
JPMORGAN CHASE & CO.banking violation2013FED$200,000,000
JPMorgan & Co.accounting fraud or deficiencies2013SEC$200,000,000
JPMorgan Chaseconsumer protection violation2015CFPB$186,000,000
J.P. Morgan Chase& Co.price-fixing or anti-competitive practices2016private lawsuit-federal$155,333,333
J.P. Morgan Securities LLCtoxic securities abuses2011SEC$153,600,000
JPMorgan Chase Bank, N.A.benefit plan administrator violation2012private lawsuit-federal$150,000,000
JPMorgan Chaseinvestor protection violation2015MULTI-AG$150,000,000
JPMorgan Chase Bank N.A.investor protection violation2018SEC$135,100,000
J.P. Morgan Chase & Co.accounting fraud or deficiencies2003SEC$135,000,000
JPMorgan Chase & Co.Foreign Corrupt Practices Act2016SEC$130,000,000
J.P. Morgan Securities LLCinvestor protection violation2021SEC$125,000,000
JPMorgan Chase Bankconsumer protection violation2012private lawsuit-federal$110,000,000
Chase Bank USA N.A.consumer protection violation2015MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $106,000,000
Providian Financial Corp.consumer protection violation2000private lawsuit-federal$105,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2018private lawsuit-federal$104,500,000
JPMorgan Chase Bankinvestor protection violation2015CFTC$100,000,000
JPMorgan Chaseinvestor protection violation2013CFTC$100,000,000
Chase Bank NAconsumer protection violation2012private lawsuit-federal$100,000,000
JPMorgan Chase & Co.banking violation2024FED$98,200,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2019private lawsuit-federal$91,250,000
Banc One Investment Advisors Corporationinvestor protection violation2004NY-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $90,000,000
JPMorgan Chase Bankeconomic sanction violation2011OFAC$88,300,000
Bear, Stearns & Co. Inc.investor protection violation2003SEC$80,000,000
J.P. Morgan Securities Inc.investor protection violation2003SEC$80,000,000
Bear Stearns & Co. LLCinvestor protection violation2002MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
J.P. Morgan Chase & Co.investor protection violation2002MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $80,000,000
J.P. Morgan Securities Inc.kickbacks and bribery2009SEC$75,000,000
JPMorgan Chaseprice-fixing or anti-competitive practices2011MULTI-AG(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $75,000,000
JPMorgan Chasebenefit plan administrator violation2019private lawsuit-federal$75,000,000
JPMorgan Chase Bank, N.A.investor protection violation2021CFTC$75,000,000
JPMorgan SecuritiesForeign Corrupt Practices Act2016DOJ_CRIMINAL$72,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2017private lawsuit-federal$71,000,000
JPMorgan Chase Bank, N.A.price-fixing or anti-competitive practices2018CFTC$65,000,000
JPMorgan Chase & Co.consumer protection violation2020private lawsuit-federal$62,462,000
JPMorgan Chase & Co.banking violation2016FED$61,900,000
JPMorgan Chase Bank, National Associationbanking violation2013OCC$60,000,000
Chase Home Finance LLCconsumer protection violation2012private lawsuit-federal$56,000,000
JPMorgan Chasediscriminatory practices (non-employment)2017USAO$53,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2018private lawsuit-federal$52,000,000
JPMorgan Chase Bank N.A.bankruptcy professional violation2015DOJ_UTP$50,000,000
Williams Power Company Inc.investor protection violation2006DOJ_CRIMINAL$50,000,000
Banc One Investment Advisors Corporationinvestor protection violation2004SEC$50,000,000
JPMorgan Chaseconsumer protection violation2015CA-AG$50,000,000
Washington Mutual Inc.benefit plan administrator violation2010private lawsuit-federal$49,000,000
JPMorgan Chase Bank, National Associationbanking violation2016OCC$48,000,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2012private lawsuit-federal$42,600,000
JPMorgan Chasewage and hour violation2011private lawsuit-federal$42,000,000
Washington Mutual Bankwage and hour violation2009private lawsuit-federal$38,000,000
JPMorgan Chase Bank, National Associationbanking violation2011OCC$35,000,000
J.P. Morgan Securities LLCinvestor protection violation2020SEC$35,000,000
JPMorgan Chase Bank, National Associationbanking violation2015OCC$30,000,000
Affinionconsumer protection violation2013MULTI-AG$30,000,000
Bear Stearns Companies, LLCmortgage abuses2008FTC$28,000,000
J.P. Morgan Securities Inc.investor protection violation2003SEC$25,000,000
J.P. Morgan Securities LLCinvestor protection violation2010FL-AG$25,000,000
J.P. Morgan Chase & Co.accounting fraud or deficiencies2003NY-MANDA$25,000,000
Bear, Stearns & Co. Inc.investor protection violation2003MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000
J.P. Morgan Securities Inc.investor protection violation2003MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000
JPMorgan Chase & Co.investor protection violation2008MULTI-FIN(*)Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting. $25,000,000
JPMorgan Chaseemployment discrimination2018private lawsuit-federal$24,000,000
JPMorgan Chase Bankconsumer protection violation2014private lawsuit-federal$22,125,000
JPMorgan Chase & Co.price-fixing or anti-competitive practices2023private lawsuit-federal$22,000,000
J.P. Morgan Securities LLCprice-fixing or anti-competitive practices2020private lawsuit-federal$20,833,333
JPMorgan Chase Bankaccounting fraud or deficiencies2012CFTC$20,000,000
Washington Mutual Pension Planbenefit plan administrator violation2010private lawsuit-federal$20,000,000
Chase Bank USA et al.price-fixing or anti-competitive practices2022private lawsuit-federal$19,500,000
(*): Penalty amounts marked by an asterisk are ones announced by more than one agency. Parent penalty totals are adjusted to avoid double-counting.